DIAMOND, District Judge.
In 2002, Plaintiff Daniel Marino co-authored the song "Club Girl," later renamed "Bad Girl" and recorded by Defendant "Usher" Raymond IV. Alleging infringement under the Copyright Act, Plaintiff proceeds against Usher and nineteen other co-Defendants who helped make and distribute that recording. 17 U.S.C. § 411(a); (Doc. No. 2.) I will grant Defendants' Motion for Summary Judgment as to Plaintiffs claims for direct and vicarious copyright infringement.
I have set out those record facts that are undisputed and construed them in the light most favorable to Plaintiff. I have disregarded Plaintiff's allegations that are without evidentiary support. See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Jones v. UPS, 214 F.3d 402, 407 (3d Cir.2000) ("unsupported allegations" cannot defeat summary judgment). I have accepted as true all Plaintiff's other factual allegations and construed them in the light most favorable to him.
In 2001, Plaintiff and co-Defendants William Guice and Dante Barton formed a songwriting group. (Marino Dep. at 137-41.) They anticipated discrete artistic roles for each member, and agreed to share songwriting credit if any of their co-authored songs became successful. (Guice Dep. June 4, 2013 at 71-74.) Plaintiff and Barton went into business together under the names Underworld Entertainment and co-Defendant Destro Music. (Marino Dep. at 52, 57.) Plaintiff allowed Barton to manage the group's business and financial affairs. (Id. at 57, 60.) It appears that Plaintiffs difficulties arose from this decision.
In 2002, Plaintiff, Barton, and Guice collaborated on "Club Girl": Plaintiff created the basic melody, chord progressions, and tempo; Plaintiff and Barton recorded the song; Barton created the "beat"; and Guice wrote the lyrics and reworked the melody. (Marino Dep. at 100-107; Guice Dep. June 4, 2013 at 71-74.) Unknown to
With Plaintiffs approval, Barton sought to "shop" "Club Girl" to the music industry. (Marino Dep. at 331-33.) Co-Defendant Tommy Van Dell, a publishing agent, brought the song to co-Defendants Usher and Mark Pitts, Usher's "Artist and Repertoire" representative. (van Dell Dep. at 169-70; Usher Dep. at 16-17.) Plaintiff testified that after some discussion in 2003, he, Barton, and Guice permitted Usher to use "Club Girl." (Marino Dep. at 145-46 ("The decision was that we were going to allow Usher to sing the song.").)
Pitts sought to include "Club Girl" in Usher's next album. (Pitts Dep. at 83-84.) Plaintiff and Guice authorized Barton to negotiate the trio's writing, production, and royalty credits. (Marino Dep. at 147, 154, 166-68, 170-72.) Plaintiff, Barton, and Guice agreed that the three would share songwriting credit equally, and that Plaintiff and Barton would share production and royalty credits. (Id. at 140-41.) Barton contracted with Usher's representatives through Underworld Entertainment, memorializing the terms in the UW Agreement. (Doc. No. 102, at Ex. Q.) That Agreement provides, inter alia, that Usher and his designees:
(Id.) Plaintiff testified that he was excited when he learned of the contract. (Marino Dep. at 174-75.) He did not ask to see the contract, however, nor did he seek to determine why he was not asked to sign it. Had he reviewed the contract, he would have learned that, consistent with the copyright registration form, only Barton and Guice were credited as the song's writers. (UW Agreement at 7.)
At Usher's request, Plaintiff mailed the "Pro Tools" files to "Usher's people" so they could work on the song. (Marino Dep. at 251-56.) Plaintiff testified that he converted the files to make it easier for Usher to work on them. (Id. at 253.) He also acknowledged that, at Usher's request, he made revisions to "Club Girl," including rewriting and re-recording it, and sending subsequent versions to Usher's producers. (Marino Dep. at 182-84, 254, 335, 337-38.)
Once the UW Agreement was executed, Barton, Guice, and Plaintiff each received a lump sum payment. On March 23, 2004, Usher released his album Confessions through subsidiaries of co-Defendant Sony Music Entertainment. (Am. Compl. ¶ 319.) The album included "Bad Girl," the new name for "Club Girl." (Marino Dep. at 183-84) When Plaintiff purchased a copy of the newly released album, he discovered he was not credited as a writer or producer of the song, only as an instrumentalist. (Id. at 220-21.) Barton and Guice were credited as writers along with seven others. ("Bad Girl" Credits, Doc. No. 102, at Ex. V.) Plaintiff confronted only Barton, however. (Marino Dep. at 221-22.) Acknowledging that the credit omission was a "mistake," Barton said that he would fix it. (Id. at 226-28.) Plaintiff obtained counsel in October 2004 (to prepare a cease and desist letter that was never sent), and threatened to sue Barton, who said he was correcting the problem. (Id. 411-18.) Over the next five years,
Plaintiff never sought to enjoin the sale of "Bad Girl" or Confessions. (Marino Dep. at 190 ("Why would I tell anyone to stop selling the record of my work that millions of people are going to hear, that I'm proud of . . . . Why on Earth would I tell someone [] don't put it on the record?").) Rather, Plaintiff celebrated "Bad Girl's" success, attending Usher's Philadelphia tour and the Grammy Awards. (Marino Dep. at 244-50, 308-12, 439.) There is no allegation that moving Defendants knew or should have known of Plaintiff's royalty or credit issues. Once again, "Club Girl's" copyright listed only Barton and Guice as authors. (Doc. No. 102, at Ex. M.) Moreover, Plaintiff admits that even though he spoke with Usher at a party soon after the release of Confessions, Plaintiff did not mention the issues. (Marino Dep. at 316-22.)
On October 28, 2011, Plaintiff began the instant action, filing an Amended Complaint on November 17, 2011. (Doc. Nos. 1, 2.) In addition to the claims Plaintiff brings against Barton, Guice, Usher, van Dell, Pitts, and Destro Music, Plaintiff proceeds against: (1) the other songwriters credited on "Bad Girl"—James Samuel Harris III, Terry Steven Lewis, Bobby Ross Avila, Jr., Issiah Avila, Jr.; (2) the credited publishers of "Bad Girl"—Defenders of Music, EMI Blackwood Music, EMI April Music, Flyte Tyme Tunes, IN2N Entertainment Group, Sublime Basement Tunez, UR-IV Music, Inc., and Warner-Tamerlane Publishing Corp.; (3) Sony Music Entertainment (Usher's record label); and (4) Bystorm Entertainment (Pitts' record label credited as a producer of "Bad Girl").
Plaintiff proceeds against Barton and Guice for direct infringement, and against all other Defendants for both vicarious infringement (based on Barton and Guice's purportedly wrongful conduct), and direct infringement, alleging that they lacked a valid license to use "Club Girl/Bad Girl."
Eight of the Counts in the Amended Complaint are brought against only Barton, Guice, or Destro Music. The remaining claims (Counts I, III, IV, and V) are brought against all Defendants. On February 2, 2012, the Clerk entered defaults against Barton and Destro Music. (Doc. No. 3.) On June 14, 2012, Plaintiff obtained a default against Guice that I have today vacated in a companion Memorandum granting Defendants' Sanctions Motion against Plaintiff's Counsel. (Doc. No. 31.)
On September 25, 2012, I dismissed Plaintiffs constructive trust and accounting claims (Counts IV and V) as preempted. (Doc. Nos. 42, 48.) On April 24, 2013, I dismissed as time-barred Plaintiff's claims (in Counts I and II) for infringement damages and profits that accrued before October 28, 2008, and struck Plaintiff's demand for punitive and exemplary damages. (Doc. No. 75.)
Moving Defendants (all Defendants other than Barton, Guice, and Destro) now ask me to dismiss Plaintiffs remaining claims against them: Copyright Infringement (Count I) and Vicarious Infringement (Count III).
Upon motion of any party, summary judgment is warranted "if there is no genuine
To make out a claim for infringement, the plaintiff must establish both ownership of a valid copyright and unauthorized copying of original elements of the copyrighted work. Kay Berry, Inc. v. Taylor Gifts, Inc., 421 F.3d 199, 203 (3d Cir.2005). Under the Copyright Act, a musical composition and the sound recording of that composition are distinct works that must be registered separately to receive the Act's protection. 17 U.S.C. § 102(a)(2), (7).
Defendants argue that Plaintiff cannot sustain any infringement claims: (1) because Barton and Guice are co-authors of "Club Girl/Bad Girl," neither could infringe by copying the song or by authorizing others (including moving Defendants) to do so; (2) moving Defendants had both express and implied licenses to copy the song; and (3) because the song's sound recording was never registered, Plaintiff cannot maintain an infringement suit for its "unauthorized" copying.
Plaintiffs response is confusing. He frequently misstates the law and contradicts his own deposition testimony and the allegations in his Amended Complaint. In any event, the undisputed facts show that moving Defendants are entitled to the relief they seek.
A copyright owner is entitled to copy, distribute, or display his or her work. MacLean Assocs., Inc. v. Wm. M. Mercer-Meidinger-Hansen, Inc., 952 F.2d 769, 778 (3d Cir.1991) (citing 17 U.S.C. § 106). When two or more people create a "joint work," they become co-authors and co-owners of the work, each entitled to "undivided ownership." 1 Melville B. Nimmer & David Nimmer, Nimmer on Copyright § 6.03; see also 17 U.S.C. § 101 (defining a "joint work"); Brownstein v. Lindsay, 742 F.3d 55, 68-69 (3d Cir.2014). It is thus axiomatic that the joint owner of a copyright cannot sue his co-owner for infringement. Cortner v. Israel, 732 F.2d 267, 271 (2d Cir.1984); Brownstein, 742 F.3d at 68-69.
Not surprisingly, moving Defendants argue that because Barton and Guice are co-owners of "Club Girl's" copyright, they could authorize moving Defendants' use of the song. Plaintiffs response to this dispositive point is not intelligible:
(Pl's Op. to Sum. J. at 4.) Yet, Plaintiff repeatedly admits the "fundamental truth" that "Club Girl" was jointly created. (See, e.g., Am. Compl. ¶ 292 ("Marino, Barton, and Guice collaborated on . . . `Club
Brownstein, 742 F.3d at 64-65; Childress v. Taylor, 945 F.2d 500, 504-08 (2d Cir. 1991) (describing requirements for joint authorship). Plaintiff cannot maintain an infringement action against either Barton or Guice, his admitted co-authors, because "Club Girl/Bad Girl" is a joint work. E.g., Weissmann v. Freeman, 868 F.2d 1313, 1318 (2d Cir.1989); Brownstein, 742 F.3d at 64-65.
Moreover, insofar as Plaintiff seeks to hold moving Defendants vicariously or contributorily liable for Barton or Guice's purported infringement, his claims necessarily fail. Metro-Goldwyn-Mayer Studios Inc. v. Grokster, Ltd., 545 U.S. 913, 930, 125 S.Ct. 2764, 162 L.Ed.2d 781 (2005) ("One infringes contributorily by intentionally inducing or encouraging direct infringement. . ., and infringes vicariously by profiting from direct infringement. . . ."); see also, e.g., Pavlica v. Behr, 397 F.Supp.2d 519, 528 (S.D.N.Y.2005) ("To be found liable for contributory infringement, there must be a primary infringer.") (citing Matthew Bender & Co. v. West Publ'g Co., 158 F.3d 693, 706 (2d Cir.1998)); 2 Paul Goldstein, Copyright § 6.0 (1996) ("For a defendant to be held contributorily or vicariously liable, a direct infringement must have occurred.").
Finally, because, as I discuss below, there has been no direct infringement by any Defendant, none of the moving Defendants is vicariously or contributorily liable for each other's conduct.
The UW Agreement is an express license for moving Defendants to use and exploit "Club Girl/Bad Girl." (Pl.'s Op. Sum. J. at 13-20; Doc. No. 102, at Ex. Q.) Plaintiffs response to this second dispositive point is no more effective than his response to the first. Plaintiff admits that Barton and Guice granted moving Defendants a license. (Pl.'s Op. Sum. J. at 11; id. at 18; Pl's Sur Reply at 3-7.) He notes that by its terms, the license purports to be "exclusive." (UW Agreement, Doc. No. 102, at Ex. Q ("[Moving Defendants] shall have the exclusive unrestricted. . . right . . . to use, distribute, sell and exploit ["Club Girl/Bad Girl"]).) Plaintiff contends that because Barton and Guice could not grant exclusivity without his consent, the license is wholly invalid. (Pl.'s Opp. to Sum. J. at 15 ("[T]he license was, and is, invalid . . . .").) This is simply incorrect.
Because "Club Girl" is a joint work, Barton and Guice each had the authority to grant a non-exclusive license to a third party without Plaintiffs consent. See, e.g., Brownstein, 742 F.3d at 68 ("[E]ach coauthor is entitled to convey non-exclusive
The Third Circuit has foreclosed Plaintiff's contention that because Barton and Guice could not, without Plaintiff's approval, convey an "exclusive" license to moving Defendants, the license they actually conveyed was a nullity:
Brownstein, 742 F.3d at 68; see also Davis v. Blige, 505 F.3d 90, 99 (2d Cir.2007).
The license Barton and Guice conveyed to moving Defendants was thus a valid, non-exclusive license. See id. at 100; 1 Nimmer on Copyright § 6.12[C] at 6-39 ("A grant [to the work as a whole] executed by less than all of the joint owners of a copyright is necessarily non-exclusive, it follows that any such grant constitutes a non-exclusive license."); id. at § 6.10[A][2] (distinguishing exclusive license in entire work and exclusive license in grantor's interest); Brownstein, 742 F.3d at 68 ("[E]ach co-author is entitled to convey non-exclusive rights to the joint work without the consent of his co-author."); Sybersound Records, Inc. v. UAV Corp., 517 F.3d 1137, 1146 (9th Cir.2008) (criticized on other grounds) (joint author can grant only non-exclusive license without co-authors' consent); 1 Nimmer on Copyright § 6.10 (1999) ("[A]n authorization to the defendant from one joint owner will be an effective defense to an infringement action brought by another joint owner."); Corbello v. DeVito, 832 F.Supp.2d 1231, 1245 (D.Nev.2011) (purported exclusive license to entire work signed by less than all joint authors is necessarily a non-exclusive license); Batiste v. Island Records Inc., 179 F.3d 217, 223-4 (5th Cir.1999) (same). Plaintiffs heated protestations to the contrary are, again, incorrect.
In the alternative, I conclude that Plaintiff himself granted moving Defendants an implied, non-exclusive license to exploit "Club Girl/Bad Girl." Non-exclusive licenses may be granted orally, in writing, or impliedly through conduct. MacLean Assoc., Inc. v. Wm. M. Mercer-Meidinger-Hansen, Inc., 952 F.2d 769, 778-79 (3d Cir.1991). Although the Third Circuit has not set out a conclusive test for finding an "implied license," the licensor conveying a copyrighted work for further distribution "is one factor that may be relied upon in determining that an implied license has been granted." Id. at 779 (internal citations omitted); I.A.E., Inc. v. Shaver, 74 F.3d 768, 776 (7th Cir.1996) (an implied license is created when: (1) the licensee requests the creation of a work; (2) the licensor delivers the work to the licensee; and (3) the licensor intends that the licensee copy and distribute the work); Nat'l Ass'n for Stock Car Auto Racing, Inc. v. Scharle, 184 Fed.Appx. 270, 275 (3d Cir.2006) (citing the Shaver test); Atkins v. Fischer, 331 F.3d 988, 991-92 (D.C.Cir. 2003) (same); Herbert v. United States, 36 Fed.Cl. 299, 310 (Fed.Cl.1996) (such a license exists when a person voluntarily submits a work for publication).
Plaintiff's words and conduct confirm that he granted an implied license to moving Defendants. Plaintiff testified that he
In these circumstances, Plaintiff granted an implied license to moving Defendants to use and exploit "Club Girl/Bad Girl." See Lowe v. Loud Records, No. 01-1797, 2003 WL 22799698 (E.D.Pa. Nov. 20, 2003) (finding an implied license and granting summary judgment against the plaintiff, who gave the recording to the defendant with the understanding that plaintiff would receive credit if the song were used), aff'd 126 Fed.Appx. 545, 547 (3d Cir.2005) ("Lowe fails to realize that his own testimony is evidence that establishes the license necessary" to defeat infringement claim); Shaver, 74 F.3d at 776.
Finally, I conclude in the further alternative that Barton and Guice impliedly licensed the song to moving Defendants. Barton and Guice: sought to convince Usher to include "Club Girl" in his album; provided moving Defendants with the song's digital file; attempted to convey an express license; orally granted permission for Defendants to use the song; collaborated on changes to "Club Girl"; and mixed the final track of "Bad Girl." (See, e.g., Guice Dep. June 4, 2013 at 80, 113-14; van Dell Dep. at 272-73; Lewis Dep. at 55-132.) This also constituted an implied license for moving Defendants to use "Club Girl/Bad Girl." MacLean, 952 F.2d at 779; Scharle, 184 Fed.Appx. at 275; see also Weinstein Co. v. Smokewood Entm't Grp., LLC, 664 F.Supp.2d 332, 344 (S.D.N.Y.2009) ("[A]n implied non-exclusive license will only be found when a copyright owner creates a work at the request of the licensee and with the intention that the licensee exploit it.").
Insofar as Plaintiff alleges Defendants' infringement of the sound recording of "Club Girl/Bad Girl," this claim also fails. Under the Copyright Act, an infringement suit does not lie unless the plaintiff (or his co-author) has first registered the subject work with the Copyright Office. Reed Elsevier, Inc. v. Muchnick, 559 U.S. 154, 157-58, 130 S.Ct. 1237, 176 L.Ed.2d 18 (2010) ("[N]o civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copyright claim has been made. . . ." (quoting 17 U.S.C. § 411(a))). As I have explained, sound recordings and musical compositions are separate works with distinct copyrights, requiring two separate registrations. 17 U.S.C. § 102(a)(2), (7); Facenda v. N.F.L. Films, Inc., 542 F.3d 1007, 1026 (3d Cir.2008) ("[C]opyrights in sound recordings,. . . are separate and distinct from the copyrights in musical compositions. . . ."); Johnson v. Gordon, 409 F.3d 12, 26 n. 8 (1st Cir.2005) (same); 6 Nimmer on Copyright § 30.03 (same).
Here, the only registrations for "Club Girl" or "Bad Girl" are on Forms PA, which are used to register musical compositions alone, not sound recordings. (See Doc. No. 102, at Exs. M, N, O, P) (various Forms PA registering "words and music"
As there is no evidence even suggesting that the sound recording of "Club Girl" or "Bad Girl" was registered, Plaintiff may not bring a claim for infringement of that registration.
I have determined that summary judgment in Defendants' favor is appropriate. Accordingly, I need not address whether Plaintiff is entitled to damages based on Usher's foreign touring revenues.
Plaintiff first learned in March 2004 that he had received no songwriting or producing credit for "Club Girl/Bad Girl." Plaintiff did not, however, proceed immediately against Barton or moving Defendants. Indeed, by his own admission, Plaintiff continued to collaborate with Barton for five years and did not file the instant suit until 2011.
Although Barton appears to have wrongfully failed to afford Plaintiff credit as a co-author of "Club Girl/Bad Girl," Barton or Guice certainly could and did convey to moving Defendants a valid license—written, oral, and implied—to copy the song. Moving Defendants acted properly in obtaining authorization to copy the song from Barton and Guice—the only individuals listed on the copyright as authors—and in acting within the scope of that license.
Because the undisputed facts show that moving Defendants did nothing wrong, Plaintiff's infringement claims against them cannot survive summary judgment.
An appropriate Order follows.